Service
Compliance Assistance
At SKA, we specialize in providing comprehensive regulatory compliance assistance overseen by SEBI for a wide array of financial entities. We offer tailored support to ensure your operations remain in line with the latest regulatory mandates.
Stock Brokers
Assistance with regulatory compliance as per SEBI & Exchange includes compliance with trading practices, reporting standards, and ethical conduct
Depository Participants
Guidance on regulations govern by NSDL & CDSL, Record-keeping, compliances of client onboarding, KYC (Know Your Customer) processes
Portfolio Management Services (PMS)
Ensuring adherence to regulations applicable to portfolio management services, including SEBI’s PMS guidelines, disclosure obligations, and investment management practices.
Investment Advisors
Advice on compliance with advisory regulations, client disclosures, and fiduciary responsibilities.
Asset Management Companies (AMC)
Compliance with fund management regulations, investor protection, and operational standards.
Non-Banking Financial Companies (NBFC)
Assistance with adherence to regulatory norms, risk management practices, and financial reporting.